At Allenby Capital, we strive to provide a quality service and create long-term client relationships.

We are a team of professionals with extensive industry experience and a shared passion for the small-cap arena. Since formation in 2009, we have grown our team steadily, enabling us to take on additional clients and become one of the most active Nominated Advisers on AIM. We currently advise approximately 50 corporate clients which are listed on either AIM, Aquis Stock Exchange or have a Standard listing.

Allenby Capital

Canaccord Genuity Limited is a leading mid-market investment bank and full services capital markets platform. With operations in London, Paris and Dublin, it is the European investment banking subsidiary of Canaccord Genuity Group Inc. a leading independent financial services firm, which has over 2000 employees, C$59.2 billion in assets under management and administration, and operations in 10 countries.

Canaccord Genuity incorporates an Advisory and Corporate Broking business, in-depth and opinion-forming research and a leading mid-cap equity distribution platform. From emerging entrepreneurs to established companies, Canaccord Genuity provides bespoke financing solutions to corporate and private equity clients around the world.

Canaccord Genuity

Capital Plus Partners is a fully regulated Corporate Broking
and Advisory firm with a difference. Our ethos is excellence
of service in three key areas – Investor support, Corporate
Broking and Corporate Advisory. We introduce our clients to
transactions in the UK Smaller Company sector which we
believe offer outstanding prospects over the medium to
long term. In short, we seek to match the right investment
to the right transaction.

Capital Plus Partners

Clear Capital Markets deal direct into the Aquis Exchange.

Work with your own dedicated broker.

Clear Capital Markets are market specialists in smaller company trading and offer some of the most competitive prices.

Making an application is easy.

Please contact [enquiries@clear-cm.co.uk](mailto:enquiries@clear-cm.co.uk) or call 0203 869 6080 for further details.

Clear Capital Markets

At Dowgate Capital, we advise and raise capital for entrepreneur-led businesses where management have a proven track record of creating shareholder value and significant skin in the game, aligning them closely with the interests of all shareholders.

We are an independent Corporate Broker and Advisor with the majority of the business owned by our employees, embracing a partnership culture that is entrepreneurial and creative in thinking. The pools of capital we access include institutional investors, wealth managers, family officers, and high net worth individuals, directly through our Wealth Management and Asset Management business. 

Dowgate Capital Limited

First Sentinel is a corporate finance adviser and broker dedicated to supporting the needs of fast-growing SMEs. 
 
We specialise in guiding companies through the fundraising and listing process on AQSE, as well as the London Stock Exchange in the UK. We are also an approved OTC Sponsor and facilitate cross-trading on the OTCQX and OTCQB Markets in the U.S. 
 
First Sentinel ensures a company’s suitability for the public markets and provides comprehensive support throughout the application process. We offer tailored assistance at every stage of the growth journey and continued guidance post-listing. 
 
First sentinel was the most active Corporate Advisor on AQSE in 2023, with our IPOs raising over 80% of all new IPO capital.
 
**Brian Stockbridge, CEO & Founder**
 
Brian has more than 20 years’ experience in corporate finance for both public and private companies, including financing, IPOs, capital raisings, mergers and acquisitions. He has held board positions on several public and private companies throughout his career and has also held director and management positions with investment companies Zeus Capital, Allenby Capital, Noble & Company and Grant Thornton. Brian also served as a Regulator for the Panel on Takeovers and Mergers.
 
brian@first-sentinel.com

**Aimee Freeding, Executive Director & Founder**
 
Aimee Freeding has over 20 years’ experience in leading product and platform experiences for the world’s top technology firms including Xbox, Microsoft, Oracle and Expedia. A Founder of First Sentinel and an investor in the resource and tech sectors, she specialises in supporting companies in AI, AR, VR, Games, IoT and FinTech. 
 
aimee@first-sentinel.com


First Sentinel

We are corporate finance led corporate brokers; dedicated to research, promoting investor awareness and providing market-driven corporate finance advice.

We raise capital for companies in the most efficient manner possible and the quality of our institutional relationships is of paramount importance to us.

We communicate the investment cases of our clients to the market through equity research and investor road shows. Our service is highly personal: every client is important to us.

Hybridan

Logic Investments Limited is a rapidly expanding broad spectrum financial services provider based in London. Thanks to the vast experience of the senior management team, Logic Investments can offer a variety of investment products and services for institutional, corporate and high net worth investors in equity, funds, debt, FX and structured products. Logic Investments is authorised and regulated by the Financial Conduct Authority and is a Member of the London Stock Exchange and of NEX Exchange.

Logic Investments

Novum acts as Corporate Adviser and Broker to AQSE-traded and Standard-listed companies as well as Broker to AIM-traded companies. With demonstrable placing power, Novum’s team have experience in acting for entities with market capitalisations of up to £250million. Furthermore, the firm provides stockbroking services for corporate and professional customers seeking exposure to smaller capitalised growth companies.

**Contacts**
Hugh McAlister (Chairman), Charlie Brook-Partridge (CEO), David Coffman (Head of Corporate Finance), Daniel Harris (Corporate Finance Director)

Novum Securities

We raise capital for successful businesses, both large and small. We enable companies to access capital to drive growth and achieve their ambitions. We have raised circa £10bn of capital for our clients since 2009.

We have unrivalled connections with international investors, providing them with first-class research, advice and trading services. We align our corporate advisory and broking expertise to benefit our corporate clients through a deeper understanding of the stock market and its investors.

Numis Securities

Oberon Capital is the corporate advisory and broking division of Oberon Investments Group. We have an experienced and talented team of marketing, fundraising and corporate advisory professionals with extensive access to the UK investment community and a proven track record of raising money and advising companies.

We provide advice, expertise, and capital to a select number of exciting growth companies that we have chosen to work with because we believe we can have a material impact on the long-term success and value of the business. Our aim is to deliver high levels of service to a modest number of clients, ensuring that the ratio of brokers to clients is market-leading. This focused approach enables us to closely and comprehensively support the management teams and companies that we are working with.

Our work does not stop once a fundraise has been completed – clients benefit from our expertise from the growth stages of a business through to major liquidity events and beyond.

Oberon Capital

Optiva Securities is a widely respected, fast growing dynamic specialist stockbroker, headquartered in Mayfair, London.

Our rapid growth and success comes from a focus on delivering innovative financing solutions to high growth companies – tailored to their specific goals and objectives – and matching these with the wealth creation needs unique to each of our individual and corporate investors.

Our hard-earned reputation and enviable track record continues to be based on the cornerstones of insightful research, strength of analysis and due diligence – built firmly on our fundamental belief in the value of our client relationship – putting the client at the core of everything we do.

Optiva Securities

Formed from the merger of Panmure Gordon and Liberum in May 2024, Panmure Liberum is the largest adviser to UK-quoted companies with market-leading teams in Investment Banking, Research, Sales and Execution. The merger brings together our combined entrepreneurialism, deep and broad sector knowledge, and shared ambitions to establish a market leader in UK Investment Banking.

Panmure Liberum 

Peel Hunt is the specialist for UK investment banking with a focus on UK mid and small-cap companies. Our joined-up approach allows us to consistently deliver value to UK corporates, global institutions and trading counterparties.

Our partnership structure best aligns our interests with those of our clients and stakeholders. We only engage with clients as a house – investment banking, sales and research must all agree. This leads to long-term successful client relationships.

Peel Hunt

Peterhouse Capital Limited is an integrated financial services group that provides a full range of independent advisory and broking services to Main Market, AIM and AQSE Growth Market companies and to companies looking to join these, or similar, markets. Peterhouse is the largest independent small-cap corporate broker for AIM companies and the largest AQSE Growth Market Corporate Adviser.

 **Contacts:**
- Corporate Broking: Duncan Vasey dv@peterhousecap.com
- Corporate Finance: Mark Anwyl ma@peterhousecap.com

Peterhouse Capital

Shore Capital Markets is an independent securities business offering institutional and corporate clients leading investment banking, research, sales and trading services, including fixed income. 

We are represented across the UK enabling extensive distribution and institutional coverage. This distribution capability is complemented by our experienced corporate advisory and broking team who offer discreet, innovative and valued advice to companies on both the Main Market and AIM.  We are also the 3rd largest market maker by number of AIM stocks covered.

We deliver an independent and fully integrated service, supporting our clients with experienced, intelligent and honest advice. At every stage of their business growth, we enable companies to access the funds they need, and empower them to operate effectively in capital markets.

Shore Capital

Shore Capital Markets, a division of the Shore Capital Group, is an independent securities business offering institutional and corporate clients leading investment banking, research, sales and trading services. We are represented across the UK enabling extensive distribution and institutional coverage. We produce research on approximately 250 companies which is distributed to our extensive institutional client base.

This distribution capability is complimented by our experienced corporate advisory and broking teams who offer innovative and valued advice to companies on a number of markets, as a Nominated Adviser and Sponsor with over 120 retained clients.

Shore Capital Stockbrokers is also one of the largest market makers in the London market; the 3rd largest market maker on the London Stock Exchange by number of stocks covered. Since January 2014 Shore Capital Markets has helped our clients raise £6.8 billion, specialising in public equity

Shore Capital Markets

Singer Capital Markets is a leading Investment Bank dedicated to advising and funding ambitious growth companies in the UK. 

Singer Capital Markets was founded in 2006 with the sole aim of servicing the UK small and mid cap market. Since being founded we have raised well over £6 billion of equity for our diverse range of corporate clients and have become one of the most notable and well-established Investment Banks in our sector. We are passionate about supporting fast-growing UK businesses who lie at the heart of our economy; helping them to fulfil their growth ambitions by using the public capital markets.

Our full service investment banking platform provides the advice, access to capital and liquidity needed to help our clients succeed on their corporate journeys.

Singer Capital Markets

SP Angel is an independent partnership providing creative, investment banking solutions to growing companies. We have expanded steadily since our formation in 2006 and currently act as adviser and broker to over 60 companies listed on AIM, Aquis Stock Exchange or the Main Market. We support our clients with a full range of expertise and services covering ongoing regulatory advice, IPOs and secondary placings and M&A transactions. With an established reputation for delivery and market reach, we have a strong track record across many key sectors including, in particular, Mining, Healthcare, Oil & Gas, Technology and Property.

SP Angel

Stanford Capital Partners was established by its founding partners to provide independent advice to growth companies. We pride ourselves on our wholly independent approach and extensive experience in the small and mid-cap sector. The team has worked together for more than 12 years and offers a broad range of skills in corporate finance, corporate broking, M&A and private equity. Our independence allows us to provide more effective strategies to accessing pools of capital.

Stanford Capital Partners

Stifel Europe is a leading full-service middle-market investment bank, based at 150 Cheapside in the City of London.

Wholly owned by U.S. listed Stifel Financial Corp., we provide a bulge bracket range of services to middle-market clients
Our corporate broking, equity capital markets, debt capital markets, and mergers & acquisitions practices are all critical elements of our overall client service proposition.

We believe this breadth of services enables Stifel Europe to offer clients genuine advice, capable of executing all aspects of our clients’ business.

It is our fundamental belief that clients value genuine advice and long-term relationships, and we seek to provide these across a full range of industry coverage groups.

Stifel Nicolaus Europe

VSA Capital is a leading international investment bank focused on supporting growth companies at an exciting, yet sometimes challenging, time of their journey.

Our Corporate Finance team provides a range of regulatory and financial advisory and broking services, including pragmatic regulatory advice, pre-IPO fundraisings, IPOs, secondary issues, M&A transactions and public offers.

Through our international network with offices in London and Shanghai, together with associate offices in New York and Johannesburg, we have access to large and varied pools of capital. We currently work with clients globally across a range of sectors including agriculture, consumer, financials, healthcare, industrials, leisure, natural resources, support services and TMT.


**Andrew Raca, Head of Corporate Finance**

Andrew has over 30 years’ experience in equity capital markets having previously worked at Barclays de Zoete Wedd, Albert E Sharp Securities, Arthur Andersen, Ernst & Young, Arden Partners, Libertas Capital, Blue Oar Securities and Shore Capital. Since joining VSA, he has headed the corporate finance team overseeing the team’s equity capital markets activities, specialising in regulatory advice, IPOs and RTOs, fund raisings, M&A and public company takeovers.
araca@vsacapital.com

**Simon Barton, Director - Corporate Finance**

Simon has extensive experience in corporate finance and equity capital markets.  He previously worked at S.G. Warburg and then at KPMG’s corporate finance arm where he led a number of innovative and complex transactions with a particular interest in the technology, media and communications sectors.  He has also been CFO of several businesses both quoted and privately-backed where he was involved in M&A activity, deal structuring, fund-raising and investor relations.  He has joined VSA as a Director of the corporate finance team with responsibility for activities in equity capital markets, public and private M&A, deal structuring and regulatory advice.
sbarton@vsacapital.com

VSA Capital

WHIreland Corporate & Institutional Broking provides financial advisory and broking services to public and private growth companies. Its expertise covers the full range of solutions, including IPOs, private and public equity placements, takeovers and M&A amongst other specialist remits.

WHIreland Corporate & Institutional Broking has built a diverse network of public and private investors, encompassing everything from large institutions to high-net-worth individuals and family offices through WHIreland Investor Forum. To date, it has helped multiple growth companies fulfil their ambitions and today the team is engaged by around 100 growth companies to support their strategies. WHIreland has been recognised in the “PWC AIM Awards”, “Thomson Reuters Starmine Analyst Awards” and the latest “North West Dealmakers Awards”.

WH Ireland Broking

Zeus Capital is an independent investment banking boutique, based in London, Manchester, Birmingham and Edinburgh. From our unique position in the mid-market, we provide clients with truly independent, unbiased advice across a range of solutions.

Our team has a strong track record in capital raising and, since 2013, has raised over £5.95 billion on the public markets for both new listings and established public companies.

We can offer real insight into a broad range of sectors with a combination of significant transactional experience; the expertise of our dedicated sector analysts and specialist sales; and the continuous interaction of our team with companies and investors in these industries.

Corporate Brokers